Our Client, a leader in the Sales and Distribution Industry is hiring a Legal & Compliance Supervisor. This position will report to the In-House Attorney and Compliance Manager. This position will supervise the Compliance Division and the evaluation and effectiveness of Risk Management and Governance progress.
- Ensure the Compliance with applicable laws and regulations
- Provide legal advice and guidance in the development and implementation of strategies and business policies
- Help in the Management of Legal cases
- Interpret and implement new regulations on business units
- Juris Doctor is a must
- 3+ years of experience in a compliance position for Legal Department of a Financial Institution
- Previous experience in the Banking Industry and/or Regulatory Agencies preferred
Compensation: $60K Base Salary. Commensurate with candidate experience plus performance bonus and excellent fringe benefits.