Compliance Officer

Published: November 11, 2021
Location
PR, Puerto Rico
Job Type
Job Code
00138-FIN
Years of Experience
7
Salary
$80K - $100K Base Salary. Commensurate with candidate experience plus fringe benefits.
Travel
No
Education
Bachelor’s Degree
Contact
Clara Amiama
Contact Email
camiama@careersincpr.com

Description

Our client, a Financial and Insurance leader in USA is hiring a Compliance Officer for a start-up in Puerto Rico. This position will oversee compliance with government laws and regulations both locally and internationally.

RESPONSIBILITIES:

  • Development and coordination with Management to identify potential risks
  • Maintain Anti-Money Laundering policies and procedures for an IFE
  • Responsible for ensuring accurate and timely filing regulatory reports
  • Provides reports and keep the Board and Senior Management informed of the operations and progress of compliance issues
  • Stays abreast of federal, state and international laws and regulations pertaining to the financial industry and ensures the Company compliance program
  • Coordinate with internal and external compliance auditors
  • Identify areas of vulnerability and risk and manages effective action plans
  • Compliance with the Bank Secrecy Act
  • Review all suspicious activity report (SAR) investigations

Requirements

  • Bachelor’s degree
  • CAMS certification
  • 5+ years relevant experience in BSA/AML/OFAC
  • Previous experience in the financial and/or insurance industry
  • Knowledge in FINRA/SEC regulations
  • Knowledge of Anti-Money Laundering, USA Patriot Act, Bank Secrecy Act and OFAC regulations
  • Knowledge of technology of BSA/AML/OFAC compliance activities
  • Previous experience working with regulatory agencies
  • Fully bilingual

Compensation: $80K - $100K Base Salary. Commensurate with candidate experience plus fringe benefits.

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